Description:The go-to guide to acing the Series 55 Exam!Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after having passed either the Series 62 or Series 7 Exam. Topics covered in the test include NASDAQ and over-the-counter securities, quotation and market maker requirements, regulation of the national market system, trading and market halts, prearranged and third-party trades, anticompetitive trading practices, transactions in accounts, trade reporting requirements, insider trading regulations, and more.Created by the experts at The Securities Institute of America, Inc., "Wiley Series 55 Exam Review 2015" arms you with everything you need to pass this challenging 100-question multiple-choice test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examplesAssorted practice questions for each subject area covered in the examPriceless test-taking tips and strategiesHelpful hints on how to study for the test, manage stress, and stay focused"Wiley Series 55 Exam Review 2015" is your ticket to passing the Series 55 test on the first try--with flying colors!We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with Wiley Series 55 Exam Review 2015 + Test Bank: The Equity Trader Qualification Examination (Wiley FINRA). To get started finding Wiley Series 55 Exam Review 2015 + Test Bank: The Equity Trader Qualification Examination (Wiley FINRA), you are right to find our website which has a comprehensive collection of manuals listed. Our library is the biggest of these that have literally hundreds of thousands of different products represented.
Pages
—
Format
PDF, EPUB & Kindle Edition
Publisher
—
Release
—
ISBN
1118856813
Wiley Series 55 Exam Review 2015 + Test Bank: The Equity Trader Qualification Examination (Wiley FINRA)
Description: The go-to guide to acing the Series 55 Exam!Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after having passed either the Series 62 or Series 7 Exam. Topics covered in the test include NASDAQ and over-the-counter securities, quotation and market maker requirements, regulation of the national market system, trading and market halts, prearranged and third-party trades, anticompetitive trading practices, transactions in accounts, trade reporting requirements, insider trading regulations, and more.Created by the experts at The Securities Institute of America, Inc., "Wiley Series 55 Exam Review 2015" arms you with everything you need to pass this challenging 100-question multiple-choice test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examplesAssorted practice questions for each subject area covered in the examPriceless test-taking tips and strategiesHelpful hints on how to study for the test, manage stress, and stay focused"Wiley Series 55 Exam Review 2015" is your ticket to passing the Series 55 test on the first try--with flying colors!We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with Wiley Series 55 Exam Review 2015 + Test Bank: The Equity Trader Qualification Examination (Wiley FINRA). To get started finding Wiley Series 55 Exam Review 2015 + Test Bank: The Equity Trader Qualification Examination (Wiley FINRA), you are right to find our website which has a comprehensive collection of manuals listed. Our library is the biggest of these that have literally hundreds of thousands of different products represented.